Putting Principles into Practice: Regulation in Today’s Changing Capital Markets
Roundtable Luncheon with Grant Vingoe, Chief Executive Officer, Ontario Securities Commission
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With a new structure and an expanded mandate, amid vigorous public debate about the role of regulation in today’s changing capital markets, the Ontario Securities Commission is fully engaged in its regulatory mission. The OSC’s CEO sits down with Bill Robson for a wide-ranging discussion about where the regulatory focus needs to be, and what keeps him up at night.
Grant Vingoe, Chief Executive Officer, Ontario Securities Commission
Grant Vingoe is the Chief Executive Officer of the Ontario Securities Commission (OSC), following over four years as Vice-Chair of the OSC. He is also Chair of the Policy Coordination Committee of the Canadian Securities Administrators (CSA), the umbrella organization for securities commissions in Canada, and is a member of the board of directors of the International Organization of Securities Commissions (IOSCO). He is also the Chair of the Joint Regulators Committee responsible for the CSA’s oversight for the Ombudsman for Banking Services and Investments.
Grant is a senior leader and trusted adviser for regulatory agencies and, during his career as a partner in leading global law firms, for issuers and financial services clients. He is a seasoned adjudicator with cross-border expertise and deep knowledge of financial markets.
Grant is a member of the board of Springboard Danse Montreal, a dance education not-for-profit, and is a member of the advisory board of Reach the World, a social studies and geography not-for-profit providing services to primary school children.
Grant holds a J.D. from Toronto’s Osgoode Hall Law School and an LL.M. from the New York University School of Law. He was admitted to the bar in Ontario in 1983 and in New York in 1985.